[WSBAPT] Statutory Trust Advisor- RCW 11.96A - Question

[Mike Winslow]

John,
This may be of some help.

https://dfi.wa.gov/investment-advisers


Michael A. Winslow
1204 Cleveland Ave.
Mount Vernon, WA 98273
Ph. 360-336-3321
Em. Mike at winslegal.com

This message is from an attorney, so it’s confidential. If you are not the intended recipient, it’s too late to stop reading this message, but you may not use it for any improper purpose. Huge Disclaimer available upon request.


-----Original Message-----
From: wsbapt-bounces at lists.wsbarppt.com [mailto:wsbapt-bounces at lists.wsbarppt.com] On Behalf Of John J. Sullivan
Sent: Thursday, February 08, 2018 2:55 PM
To: wsbapt at lists.wsbarppt.com
Subject: [WSBAPT] Statutory Trust Advisor- RCW 11.96A - Question

Listmates:

Must a legal entity such as a corporation or limited liability company obtain trust company powers from the DFI before serving as a statutory trust advisor/investment trustee under Chapter 11.96A?

Can the Trustor�s investment advisor firm so serve, or must it be one of its individual members?

John J. Sullivan

Sent from my iPhone


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